BCSC Panel Issues Reciprocal Orders Against Three Individuals
/EINPresswire.com/ -- VANCOUVER, BRITISH COLUMBIA -- (Marketwired) -- 05/30/16 -- A British Columbia Securities Commission (BCSC) panel has reciprocated enforcement orders against three individuals sanctioned by the Investment Industry Regulatory Organization of Canada (IIROC) and the Ontario Securities Commission. They are:
Amy May Hanna-Rogerson Gurpreet Singh Pawar David James Rogerson
For more information on the orders, search for the person's name at www.bcsc.bc.ca.
The Canadian Securities Administrators (CSA) maintains national databases for disciplined persons and firms and cease trade orders. These databases include all persons in Canada disciplined for securities trading offences.
About the British Columbia Securities Commission (www.bcsc.bc.ca)
The British Columbia Securities Commission is the independent provincial government agency responsible for regulating capital markets in British Columbia through the administration of the Securities Act. Our mission is to protect and promote the public interest by fostering:
-- A securities market that is fair and warrants public confidence
-- A dynamic and competitive securities industry that provides investment
opportunities and access to capital
Learn how to protect yourself and become a more informed investor at www.investright.org.
Contacts:
Media Contact: British Columbia Securities Commission
Alison Walker
Media Relations
604-899-6713
mediarelations@bcsc.bc.ca
www.bcsc.bc.ca
Public inquiries:
604-899-6854 or 1-800-373-6393 (toll free)
inquiries@bcsc.bc.ca
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