Published on
July 23, 2025
- 09:45 GMT
RIA Compliance Technology Launches Automated Text Message Archiving to Help Investment Advisors Stay SEC-Compliant
Amid a crackdown on off-channel communications, this all-in-one solution helps RIAs avoid recordkeeping fines and regain control of mobile messaging. PHOENIX, AZ, UNITED STATES, July 23, 2025 /EINPresswire.com/ -- With the SEC and FINRA intensifying enforcement around off-channel communications, Registered Investment Advisors (RIAs) are under pressure to archive business-related text messages or risk multimillion-dollar fines, failed audits, and reputational damage. RIA Compliance Technology is stepping …
Distribution channels:
Banking, Finance & Investment Industry, Business & Economy
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