WA Dept. of Financial Institutions Press Releases - EIN Presswire

Published on January 18, 2025 - 02:00 GMT

Washington DFI Joins $106 Million Multistate Settlement With Vanguard Over Big Tax Bills, SEC to Coordinate Remediation

Company failed to supervise certain registered persons and to disclose potential tax consequences to hundreds of thousands of investors cited in settlement OLYMPIA, WA, UNITED STATES, January 17, 2025 /⁨EINPresswire.com⁩/ -- The Washington State …

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Published on January 15, 2025 - 23:32 GMT

Washington DFI Jointly Leads $80 Million Multistate Enforcement Action Against Block, Inc., Cash App

Regulators take action in response to violations of Bank Secrecy Act and anti-money laundering laws safeguarding the financial system from illicit use OLYMPIA, WA, UNITED STATES, January 15, 2025 /⁨EINPresswire.com⁩/ -- The Washington State Department of …

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Published on January 13, 2025 - 07:16 GMT

Washington DFI Joins $17 Million Multi-State Enforcement Settlement With Edward Jones

Multi-State Working Group Finds Supervisory Failures With Respect to Class A Mutual Fund Shares OLYMPIA, WA, UNITED STATES, January 12, 2025 /⁨EINPresswire.com⁩/ -- The Washington State Department of Financial Institutions (DFI) Securities Division joined …

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Published on January 8, 2025 - 22:52 GMT

WA State DFI Joins 52 Regulators Levying $20 Million Penalty Against Nation’s Largest Nonbank Mortgage Servicing Company

Agreement outlines companies’ failure to notify regulators in a timely manner, multiple compliance violations, and required corrective action OLYMPIA, WA, UNITED STATES, January 8, 2025 /⁨EINPresswire.com⁩/ -- Today, the Washington State Department of …

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Published on January 8, 2025 - 00:16 GMT

Washington State Governor-elect Ferguson Reappoints Charlie Clark to Lead the Department of Financial Institutions

OLYMPIA, WA, UNITED STATES, January 7, 2025 /⁨EINPresswire.com⁩/ -- Governor-elect Ferguson announced Monday he reappointed Charlie Clark as Director of the Washington State Department of Financial Institutions (DFI). Clark’s reappointment was announced …

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Published on June 13, 2024 - 15:00 GMT

Washington State DFI launches statewide fraud prevention ad campaign '$10 Billion Reasons'

“$10 Billion Reasons” campaign created in response to uptick in fraud complaints and FTC data indicating Americans lost $10 Billion to financial fraud in 2023 OLYMPIA, WASHINGTON, UNITED STATES, June 13, 2024 /⁨EINPresswire.com⁩/ -- Tomorrow, the …

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Published on May 14, 2024 - 18:18 GMT

DFI DIRECTOR CHARLIE CLARK ELECTED CHAIR OF THE CONFERENCE OF STATE BANK SUPERVISORS (CSBS) BOARD OF DIRECTORS

Washington State financial services regulator steps into leadership role at national organization of state banking and financial regulators OLYMPIA, WASHINGTON, UNITED STATES, May 14, 2024 /⁨EINPresswire.com⁩/ -- The Washington State Department of …

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Published on March 22, 2024 - 18:18 GMT

WASHINGTON DFI JOINS CSBS REGULATORS IN MULTI-STATE INTERIM ORDER HALTING SIGUE CORPORATION FROM COLLECTING FUNDS

Washington joins other states in efforts to ensure the safety of consumers across state lines TUMWATER, WASHINGTON, UNITED STATES, March 22, 2024 /⁨EINPresswire.com⁩/ -- The Washington State Department of Financial Institutions (DFI) joined 39 states, …

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