Download official copy (PDF) IN REPLY REFER TO: _________ FILE NO: _________ July 25, 2023 VIA EMAIL ONLY Dear ________: This letter responds to your e-mail on May 3, 2023, as supplemented by your e-mails on June 8, 2023 and June 20, 2023 and our …
On July 11, the DFPI announced a multi-state settlement with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. for the firms to pay at least $8.2 million in refunds to clients and $4.2 million in penalties and costs to the …
The California Department of Financial Protection and Innovation (DFPI) has been notified that a person falsely claiming to be the CEO of Voyager Digital is sending letters on Voyager letterhead directing consumers to access a website not affiliated with …
Download this press release (PDF) SACRAMENTO – The California Department of Financial Protection and Innovation (DFPI) announced today that it has joined the Consumer Financial Protection Bureau (CFPB) and 10 state attorneys general in filing a complaint …
Download this press release (PDF) SACRAMENTO – The California Department of Financial Protection and Innovation (DFPI) announced today that it has joined the Consumer Financial Protection Bureau (CFPB) and 10 state attorneys general in filing a complaint …
Download this press release (PDF) SACRAMENTO — The California Department of Financial Protection and Innovation (DFPI) announced today it has joined a multi-state settlement with Raymond James & Associates, Inc. and Raymond James Financial Services, …
Download this press release (PDF) SACRAMENTO — The California Department of Financial Protection and Innovation (DFPI) announced today it has joined a multi-state settlement with Raymond James & Associates, Inc. and Raymond James Financial Services, …
Crypto Investments Involve Significant Risk and are Highly Volatile Investments involving new technologies, such as crypto, are especially ripe for fraudsters who exploit the novelty of crypto to prey on unsuspecting victims. These scams often present an …
Download this press release (PDF) SACRAMENTO – The Department of Financial Protection and Innovation (DFPI) announced today that it has issued a desist and refrain order against CryptoFX LLC (CryptoFX) and two of its promoters for violating California …
Download this press release (PDF) SACRAMENTO – The Department of Financial Protection and Innovation (DFPI) announced today that it has issued a desist and refrain order against CryptoFX LLC (CryptoFX) and two of its promoters for violating California …
The California Department of Financial Protection and Innovation (DFPI) has been notified that an entity claiming that it is associated with the DFPI as well as the Canadian Securities Administrators (CSA), is contacting members of the public as part of a …
Homebuyers Guide to Navigating a Sellers’ Market It can be difficult to buy the home you want when faced with competing offers from other homebuyers. Understanding their rights, responsibilities, and options can help homebuyers navigate the complicated …
The California Department of Financial Protection and Innovation (DFPI) has received information that the website www.rebeccafitzgeraldcassar.com is fraudulently marketing itself as a licensed Investment Adviser. The imposter website, www. …
Bank Activity New Bank Entrust Bank Proposed location: Street address to be determined in Downtown Los Altos, Los Altos Correspondent: James B. Jones Carpenter & Company, 23 Corporate Plaza Drive, Suite 150, #D-11, Newport Beach, CA 92660 Phone: 949- …
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What is a seller’s market? A sellers’ market in real estate occurs when there are more homebuyers than sellers. This means that sellers have the upper hand in setting prices and terms, and they will likely sell their place quickly and for a higher than …
Smart Saving Tips: Identify Big Purchases and their Estimated Costs Pay Yourself First Set Obtainable SMART Goals Adopt the 50/20/30 Rule Open a High-Interest Savings Account Leverage Technology Identify Big Purchases and their Estimated Costs First …
Significant Gains in Enforcement, Complaints, Consumer Outreach Download this press release (PDF) SACRAMENTO – The Department of Financial Protection and Innovation (DFPI) announced today it has made significant progress growing its reach and impact in key …
Significant Gains in Enforcement, Complaints, Consumer Outreach Download this press release (PDF) SACRAMENTO – The Department of Financial Protection and Innovation (DFPI) announced today it has made significant progress growing its reach and impact in key …
Download this press release (PDF) SACRAMENTO – The California Department of Financial Protection and Innovation (DFPI) announced today that it has issued an action against Coinbase Global, Inc. and Coinbase, Inc. for violations of securities laws and …
